Role: Compliance Officer
Location: Luxembourg
Salary: Competitive and Candidate Dependent
We are currently representing an independent private equity firm within the same group of a large Swiss Financial Group with over 2 centuries of experience. Our client focuses on providing different investment strategies that combine long-term financial performance with tangible social and environmental impact.
The Role
- Ensure fund investment files are complete and adhere to AML regulations.
- Support the maintenance and updating of policies, procedures, and Risk Based Approaches in accordance with regulatory changes and policies.
- Aid in the due diligence process for service providers and delegates.
- Track and monitor developments in regulations.
- Execute the controls specified in the Compliance control plan.
- Help prepare reports and oversee regulatory deadlines for internal stakeholders (such as Conducting Officers and Board members) and external regulators.
- Act as the main contact for AML and Compliance matters with delegates.
The Candidate
- At least 4 years of demonstrated experience in compliance, internal control, or auditing.
- Relevant experience within a funds company, preferably in a private equity firm.
- Good knowledge of AIF funds.
- Expertise in performing AML/KYC checks.
- Fluency in French and English, other European languages will be a plus.
- Excellent analytical and synthesis abilities, along with independence and teamwork skills.
