We are currently representing a renowned Swiss asset management with over CHF 80 billion of AuM. Our client has over 240 years of experience in 9 countries across Europe, employing more than 650 employees. Our client encompass both liquid and real assets, providing access to diverse performance sources.
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The Role
Assist in executing the annual compliance plan.
Enhance the role of compliance as part of the second line of defence.
Oversee the implementation of compliance standards by the first line of defence.
Maintain and update relevant Compliance registers, logs, and communication channels.
Identify and propose improvements for the first and second lines of defence by researching best practices and ongoing development projects.
Ensure a strong control environment to maintain ongoing compliance with regulatory standards.
Provide operational support and conduct refresher training on compliance-related topics and processes as needed.
Aid the Compliance Senior Manager with mandatory regulatory reporting.
Perform additional Compliance duties as assigned by the direct superior.
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The Candidate
At least 5 years of experience in regulatory compliance.
Relevant experience within an asset management company.
Sound knowledge of AIF and UCITS funds.
Fluency in French and English, other European languages will be a plus.
Excellent analytical and synthesis abilities, along with independence and teamwork skills.
University degree (or equivalent qualification) and ideally with the relevant Compliance or legal qualification.
