Senior Vice President, Compliance Audit
Location: Salt Lake City, UT
Compensation: 160-220k base
I am currently working with a Top American Bank that is looking to add a SVP to their Compliance IA group which will sit out of their Salt Lake City office.
Ideal candidates have 8+ years of experience within Internal Audit and have a strong skillset across compliance - legal, regulatory, core, or financial crimes. In this role, you will manage a team that will be responsible for the planning and execution of audit testing to help support and improve the firm's compliance controls.
Responsibilities:
- Manage audit engagements surrounding regulatory, legal, and financial crimes compliance, as well as control room functions
- Review the results of risk assessments and ensure that they are compliant with regulatory requirements
- Communicate audit findings with senior management and develop plans to mitigate and prevent risks
Requirements:
- 8+ years of experience in internal audit, preferably in transaction banking
- Experience managing a team and overseeing audit processes
- Knowledge of AML/BSA (preferred)
- Strong written and verbal communication skills
- Bachelor's degree in finance, accounting, or another related field
